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Corporate Practice

Regulatory

We advise listed issuers, financial institutions and other regulated persons (such as investment banks, brokers, investment advisers and asset managers), investors, individuals and corporations on a wide range of issues under:

  • the Hong Kong Listing Rules
  • the Hong Kong Takeovers Code
  • the Securities and Futures Ordinance
  • the Companies Ordinance
  • the Personal Data (Privacy) Ordinance
  • the Telecommunications Ordinance
  • the Competition Ordinance
  • the Insurance Ordinance
  • the Money Lenders Ordinance
  • the Anti Money Laundering and Counter Terrorist Financing Ordinance
  • the Companies (Winding Up and Miscellaneous Provisions) Ordinance
  • other codes, rules and guidelines of the Securities and Future Commission, the Hong Kong Stock Exchange, the Privacy Commissioner for Personal Data and the Communications Authority